had the highest growth at 6. 1 percent, following by Latin America and Asia Pacific, accounting for 5. 6 percent and 4. 8 percent respectively while the Middle east had the lowest growth at 1.2 percent
application fees for offer for sale of newly issued securities and approval of securitization project. Clause 6 In cases where the Office needs to make an on-site visit at a premise of a company or a subsidiary
person bound to make repayment under a financial instrument as an issuer, drawer, acceptor, giver of aval, endorser, or guarantor, as the case may be. “ unit of collective investment scheme ” mean a unit
” means a person bound to make repayment under a financial instrument as an issuer, drawer, acceptor, giver of aval, endorser, or guarantor, as the case may be. “unit of collective investment scheme” mean a
. 6/2557 Verification of Foreign Collective Investment Scheme and Announcement of Qualifying Scheme 02/06/2014 01/07/2014 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi
supervisor. Clause 3 The commitment shall contain at least a particular describing the material information as follows: (1) name of the mutual fund scheme; (2) details of the mutual fund scheme containing the
) Procedures for incorrect pricing Sale and repurchase of investment units Preparation of mutual fund reports Scheme https://www.sec.or.th/EN/Pages/LawandRegulations/Preparationoffinancialstatements.aspx English
ตามที่ ก.ล.ต. กำหนดหลักเกณฑ์การลงทุนของกองทุนรวมไทยที่ประสงค์จะลงทุนในกองทุนต่างประเทศ โดยมีคุณสมบัติส่วนหนึ่งให้กองทุนต่างประเทศดังกล่าว ต้องเป็นโครงการลงทุนแบบกลุ่ม (collective investment scheme
characterized as a collective investment scheme (CIS)*, whose CIS operator is under the supervision of a foreign securities regulator that is an ordinary member of the International Organization of Securities
At the academic seminar entitled “Investor protection mechanism and building confidence in the capital market” hosted by SEC on Wednesday 20 November 2019, experts from Australia and Malaysia took