the period Specified in the notification. SEC Act S.247 Settlement Committee Meeting No. 9/2017 Settlement Committee Order No. 80/2017 Dated 18/10/2017

2020, 28 December 2020, 25 January 2021, 30 March 2021 and 30 March 2021 respectively, which means Mr. Winai failed to prepare and disclose the reports within the period specified in the notification of

. Niran failed to prepare and disclose the report within the period specified in the notification of the Office of the Securities and Exchange Commission. SEC Act S.59 Settlement Committee Meeting No. 2

disclose the reports within the period specified in the notification of the Office of the Securities and Exchange Commission. SEC Act S.59 Settlement Committee Meeting No. 2/2025 Settlement Committee

and January 20, 2025, Merkle failed to comply with the rules, conditions, and procedures stipulated in the relevant notification. In this regard, Merkle failed to provide appropriate internal systems

within the period specified in the notification of the Office of the Securities and Exchange Commission. SEC Act S.59 Settlement Committee Meeting No. 1/2026 Settlement Committee Order No. 1/2026 Dated

. Nutchatpong failed to prepare and disclose the reports within the period specified in the notification of the Office of the Securities and Exchange Commission. SEC Act S.59 Settlement Committee Meeting No. 1

and 13 July 2022, which means Mr. Boon failed to prepare and disclose the reports within the period specified in the notification of the Office of the Securities and Exchange Commission. This case is in

Wealth Asset Management Company Limited— as a company licensed securities brokerage, failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, the CL

specified in the notification of the Office of the Securities and Exchange Commission. This case is in the process of inquiry by the inquiry official. SEC Act S.59 Criminal Complaint Filed with an Inquiry