} and a capital market investment consultant, namely {D}.Following the report and further probed into the case by Globlex Securities Company Limited, it was found during the first investigation that {A
be traded while the clients merely accepted the transactions. For {B} case, it was found that he failed to completely record the client's trading securities orders for a number of transactions; the
for business expansion, enhance competitive edge and foster creativity and innovation, it will bring about mutual benefits to the country sustainable development in the long run. Vorapol Socatiyanurak
mechanism for driving the development of the country. If our businesses of all types and sizes nationwide have access to financial sources through capital market, it will tremendously help enhance our nation
market business under Clause 6(1) of the Notification of Capital Market Supervisory Board No. TorThor/Nor/Khor. 37/2553 re: Prohibitions for Personnel of Business Operators dated September 15, 2010. It was
Supervisory Board No. TorThor/Nor/Khor. 37/2553 re: Prohibitions for Personnel of Business Operators dated September 15, 2010. It was in violation of Clauses 23(2) and the prohibited characteristics of the
September 15, 2010. It was in violation of Clauses 23(1) and (2) and the prohibited characteristics of the personnel in the capital market business under Clause 31(1) of the Notification of Capital Market
set at 8 baht per share is suitable because it was determined when AJP entered the MOUs with U Best and Media Agency on June 16, 2014. According to IFA report, under the MOUs, AJP placed cash collateral
, resulting in unsellted criminal case. The SEC, therefore, filed another criminal complaint against them in addition to the previous one filed against Suriya and Somphong. ?It is a pity that executives in
organizations across the country. The Project has been initiated to encourage employers to set up a learning process in personal finance for employees. It is expected help employees solve financial problems and