in the category of derivatives dealer under the law of such foreign country; provided that this is limited to the case derivatives dealer registration. Clause 3 . An applicant for derivatives business
under the law of such foreign country; provided that this is limited to the case derivatives dealer registration. 1 As added by the Notification of the Securities and Exchange Commission No. KorThor. 47
management company to exercise the voting rights in such company on his behalf, the private fund management company shall proceed as follows: (1) In case the private fund is not a provident fund, the private
customer does not authorize such private fund management company to exercise the voting rights in such company on his behalf, the private fund management company shall proceed as follows: (1) In case the
invested or held equity instruments issued by PTT Public Company Limited: (1) mutual fund excluding ETF; (2) provident fund. Clause 2. In case where the Stock Exchange of Thailand issues a temporary trading
the letter of guarantee. Part of such contingent liability is related to the Company's litigation cases in 2012 - 2014. However, if after the court has ruled that the company wins the case, the Company
improvements to the Pub Pla building, the photo gallery of “Jao Nai Muang Nueng” and Loi Kathong’s dock of C.E.I (Chiang Mai) Company Limited. This is a criminal case to the Phra Khanong criminal court, a Black
securities holders in a reasonable manner during the working hours determined by the securities registrar. Clause 6 The securities registrar shall have a contingency plan in case of emergency situations which
]. Clause 4 A licensee shall pay to the SEC Office a fee according to the obtained license at a rate varies based on business volume or at the fixed rates set out in this Notification. In the case where a