. She deceived the client to transfer cash into his account and used the cash for her own securities trading. {A}'s actions were deemed dishonest, fraud, wrongful use of the clients? assets and
Bangkok, January 25, 2011 - The SEC has suspended four investor contacts for using clients? accounts to trade securities for other persons, interfering with clients assets, and failing to use
wrongdoing against a client’s assets by (1) using the client’s credit card to withdraw cash and spending the money for her own personal use, (2) replacing the client’s banking account contact information
debt@sec.or.th. The public hearing ends on 20 April 2026.Notes:* Securitized bonds with foreign risk refer to cases where (i) the originator is a foreign entity, and (ii) the assets to be transferred to
The SEC found that Bitazza, a licensed digital asset business operator in the category of digital asset broker, provided the service called Crypto Dust to the public by exchanging digital assets
and its subsidiaries indicates the comparison of performance of the financial position as of 31 December 2019 and 31 December 2018. Total Assets As of 31 December 2019, the company and its subsidiaries
the financial position as of 30 June 2017 and 31 December 2016. Total Assets As of 30 June 2017, the company and its subsidiaries had total assets amounted of Baht 216,789.5 million, increased by Baht
” means any member of a derivatives clearing house; “controlling power” means the power to control a business, as described in Section 89/1 of the Securities and Exchange Act; “assets received from or
details of the assets involved : Investment capital of Great One Food Products Co.,Ltd. amount 270,000 shares (Baht 100 per share) related 19.7% of total registered capital of Great One Food Products Co