., for one-year eleven months and fourteen days. The period was set on the grounds of trading securities in the client?s account without permission, taking advantage of client by virtue of duty and

Engineering Plc. (PLE) shares; as well as Usavadee Srisuchart and Perayuth Nark-In for aiding and abetting Swake?s wrongdoing.  With the referral from the Stock Exchange of Thailand (SET), the SEC probed into

Office of Insurance Commission (OIC), the Social Security Office (SSO), the Government Pension Fund (GPF), the Stock Exchange of Thailand (SET), the Federation of Thai Capital Market Organizations (FETCO

the Framework, the application procedures and the review timeline. The handbook can be accessed here. The ACMF was set up in 2004 to promote freer flow of capital and greater connectivity of ASEAN

, SEC Senior Assistant Secretary ? General, said: ?After a thorough analysis of the current financial reporting ecosystem and discussions with relevant parties including the SET and the Federation of

specific features of trigger funds. For example, fund intermediaries must strictly clarify that the trigger point is not a guarantee of returns, and that unit redemption ahead of the target date set in the

Worathan Uahvilaijit for assisting them with such wrongdoing, at the total amount of 6,704,138.33 baht. According to a referral from the Stock Exchange of Thailand (SET) and the SEC?s own investigation

of Thailand (SET)?s referral, the SEC?s further investigation has revealed that Paweena, then president and chairman of the executive board of UMI, together with Punnaporn, Warunya and Trairath agreed

sentiment driving the SET index and trading values to soar. The securities companies will be required to strictly and cautiously exercise their KYC/CDD and review of client credit line practices, especially

STP&I Plc. (STPI)?s shares using inside information. With the referral from the Stock Exchange of Thailand (SET), the SEC investigation revealed that Choavalit, Yanyong and Ziriwat had purchased STPI