Thai Unique Coil Center Plc. (TUCC) shares and Vorapin Ngamkaiwan for using inside information to sell TUCC shares.With the referral from the Stock Exchange of Thailand, the SEC?s probe found that during

Bangkok, June 21, 2013 - The SEC revealed that the Settlement Committee imposed a fine of 500,000 baht on {A} for using inside information to sell shares of {X1}  Plc. With the referral from the

. (IT).With the referral from the Stock Exchange of Thailand, the SEC?s probe found that during January 31 - February 4, 2013, Pantipa, IT financial controller, had sold 374,440 IT shares through

market investment consultant of Finansia Syrus Securities PCL. The suspension was also imposed on {E}, a former executive of UOB Kay Hian for failure to supervise in order to prevent his subordinates from

executives and representatives of local and international organizations from public and private sectors will attend the roundtable to discuss progresses and developments of corporate governance in Asia. Apart

deadline for the IPO post-offering report from 45 to 7 business days as from the closing offer date in sync with the deadline for securities listing; and 3. To extend the prohibition period for share

persons to hold not more than 1/3 of total investment units sold.? In case any person or group of persons hold an amount exceeding the limit is barred from making additional investments, the asset

from a person being neither account owner nor account owner's appointee. In addition, he had provided a client's trading information to another client, as well as frequently failed to keep records of his

purchase S.P. Suzuki Plc. (SPSU) shares for their own and other persons' benefits. The total fine was 12,831,738.66 baht.With the referral from the Stock Exchange of Thailand (SET), the SEC probe found that

Bangkok, February 15, 2012 ? The SEC has revoked approval for Maris Tarab and Burim Chombhubol as fund manager and prohibited them from re-entering the industry for 10 years, starting from February