project and the commitment made with the unitholders concerning the Rules on maintaining portfolio duration. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code Settlement Committee

paragraph 2 and section 89/24 307 311 312 315 and 86 of Criminal Code Criminal Complaint Filed with an Inquiry Official Dated 20/04/2017

conjunction with Section 86 of the Penal Code Settlement Committee Meeting No. 9/2018 Settlement Committee Order No. 30/2018 Dated 26/09/2018

inquiry official. SEC Act S.65 in conjunction with Section 86 of the Penal Code Settlement Committee Meeting No. 3/2020 Settlement Committee Order No. 17/2020 Dated 20/05/2020

violating multiple legal provisions. Pursuant to Section 90 of the Criminal Code, the penalty shall be imposed under the provision carrying the heaviest punishment, namely, the offense of operating a digital

> SEC Act (before the fifth amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action Dated 12/05/2017

amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action Dated 12/05/2017

; - a civil monetary penalty of 333,333.33 Baht SEC Act (before the fifth amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action Dated 12/06/2017

) Section 243 in conjunction with Section 83 of the Penal Code Civil Action Dated 31/10/2024

the Securities and Exchange Act B.E. 2535 (1992); (7) a company issuing listed securities; (8) a company whose securities are traded in securities trading center; (9) a trust under the law governing