regarding equity and convertible debenture offering, with a view to provide SMEs and Startups more choices when decide to raise funds in the capital market. In addition, SEC is currently in the process of
misconduct above is deemed an execution of concealed transactions, asset misappropriation, permission of false accounting transactions and preparation of incorrect accounting records. In addition, he informed
money into the second client's bank account. In addition, Sakkarin used the trading account of the second client to trade securities for himself with the trading volume exceeding 40 million baht; (3
, Chairman, Thai Institute of Directors.In addition, awards were given to the top 50 listed companies with the highest ASEAN CG Scorecard scores. All of which have passed the validation process by KPMG, an
capital market to develop and sustainably prosper, it cannot exclusively depend on strict regulations, but it requires good governance and pressure from market participants, in addition to quality
addition, the SEC will further promote discussions and sharing of experiences in the internaitonal arena as well as inform Thailand’s progresses to the global community.” Today’s events marked the second
changes in the digital age,” added SEC Secretary-General. In addition, the DGA will render cooperation with regard to laying out strategies, policies and action plans, develop guidelines in accordance
addition, due to the fact that Amorn, Pipat and Nasika held the position of director and/or executive of AJD at the time of committing offenses and were imposed with a civil penalty by the Civil
Customer (KYC) were inconsistent with the SEC's acceptable standards, while the sufficiency of their IT security and cyber security systems could not be verified.In addition, as a result of the application
the deadline. Instead, the SEC instructed EARTH and its directors to submit the report and disclose the information thereof through the SET Information System urgently.In addition, the SEC found that