, Miss Sorod Jantratip, Miss Iryne Tangpoolcharoen and Mrs. Saliga Tangpoolcharoen, colluded and divided duties with each other to commit offense in using Miss Sorod's securities trading account to
Sawessil, Miss Sorod Jantratip, Miss Iryne Tangpoolcharoen and Mrs. Saliga Tangpoolcharoen, colluded and divided duties with each other to commit offense in using Miss Sorod's securities trading account
Conduct dated 14 October 2009. Kruawan had traded securities through her client?s account every business day. Her trading manner with high frequency and trading volume, when compared to the client?s credit
) Transaction Data, which include the volume and proportion of allocated digital tokens, the allocation price, the trading orders, the trading price and volume, and the transactions related to deposit, withdrawal
through his client's account without evidence of client's orders. The SEC found out from the recorded conversation between {A} and the client, which showed that the client had entrusted {A} to send trading
from a person being neither account owner nor account owner's appointee. In addition, he had provided a client's trading information to another client, as well as frequently failed to keep records of his
on the clients? behalf at a high trading volume and value. Later, the clients demanded her to compensate for losses incurred from trading. In addition, {A} admitted to trading in such manner by giving
Co. Ltd. that {A} had been authorized by his clients to make securities trading decisions on the clients' behalf where he frequently made trading decisions with relatively significant volume. He