will not accept his re-application for approval as capital market personnel until the lapse of ten year period commencing from November 14, 2014. Earlier, the SEC had imposed criminal sanction on Nakul?s
their investment objectives. While suitability test has been introduced to help investors realize whether the investment suits them, an investment consultant will give investor the advice on asset
the companies will be able to return the money to the clients whenever they ask for, while the agreement on custody of client assets must not contain any provisions denying or limiting the companies
will support economic growth, enhance long-term business competitiveness as well as offer a fundraising alternative for the private sector and an investment channel for institutional and retail investors
1-31, 2007, respectively. Five more suspects relevant to the cases expressed an initial intention to enter the settlement procedure. The SEC will announce the settlement results in due course. The
requirements under the terms and conditions. The company will therefore reconvene the meeting electronically on 3 October 2025 at 14.00 hours. The matters for consideration are as follows: (1) Approving the
Aqua Corporation Public Company Limited (AQUA), the issuer of AQUA25NA bond, will electronically convene Bondholders’ Meeting No. 1/2025 on 30 October 2025 at 14.00 hours to consider the following
addition, following the issuance of the above mentioned regulatory requirements, the SEC will organize seminars to enhance knowledge and understanding of transition finance and the issuance of such products
will be Major Shareholders of the Securities Companies (No. 2), dated 26 February 2026. Effective 4 March 2026.
receiving of digital asset transfers as prescribed. Mrs. Pornanong Budsaratragoon, SEC Secretary-General, stated that “this initiative will enable digital asset business operators to obtain the necessary