, the public can verify the names of the soliciting companies or individuals on the SEC website at www.sec.or.th or SEC Check First application, which also display the names of business operators under
stakeholders regarding suspicious activities involving unlicensed securities companies, derivatives business operators, and digital asset business operators, including such business operators from abroad. These
The existing regulations for newly issued share offering through PP require that listed companies submit an application for approval to the SEC and disclose material information related to the
to be insufficient for the provision of audit service to listed companies and potential fundraisers in the capital market that are expected to increase upon economic recovery. To address this issue
companies.“SEC Thailand is committed to improving the competitiveness of Thai capital market and creating opportunities from international connectivity. One of our goals is to enhance dialogue between SFC
significant effects. In addition, the proposed amendments to the IPO regulations above shall apply to both Thai and foreign companies seeking a primary listing* and a secondary listing.**The consultation paper
received the proceeds from the sale of bonds and capital-increase funds, there were fund transfers from STARK and its subsidiaries to other companies or persons involved in the falsification of financial
The SEC had reviewed the criteria related to report on securities (i.e., shares and convertible securities) or derivatives holding of listed companies’ directors, executives, and auditors** and
asset management companies in charge, and to update their fund books (if any) regularly to prevent possible damage from frauds. ______________________ * Clause 23
case, investors should check the records of transaction confirmation regularly to make sure that they are properly issued by the securities companies in charge. In case of suspicious incidents