- retail investors. The greater extent of offering to retail investors will not only widen investment alternatives, but also expand business opportunities for the mutual fund operators and propel integrated
investment in all products. ?Improvement of the suitability test will not only provide the business operators and investors with more convenience, but will also better reflect investor demands. The test
allowed to invest in derivatives only for hedging. Furthermore, for provident funds with a ?do it yourself? (DIY) policy that allow the fund members to determine their own investment proportion in
. This will not only build Thai capital market with a solid foundation for sustainable growth but will also turn it to be a regional financial connector for emerging economies.The 2014 inspection results
Fund 75/25 (BLTF75/25) after only verifying the client?s name and the number of units to be redeemed without reviewing the client?s account statement nor calling for the client?s close attention to the
. The Smart Office uses less paper to preserve natural resources. This not only streamlines working procedures, both ours and stakeholders?, but also expedites service provision and enhances overall
business operators wishing to conduct only brokerage business will be allowed to do so with minimum registered paid up capital requirement of 10 million baht. Furthermore, if their businesses are in the form
issues.?Nowadays, only 219 companies have issued bonds, comprising 124 listed and 95 non-listed firms. Bond issuance could help diversify fund raising for cost restructuring while interest rates are low
trust with less than 70 percent of its investment is made in the projects having commercial revenues, it will be allowed to offer units only to investors with a minimum subscription of 10 million baht
, investor contact will be able to take only the test specific to such product. The test offers 4 sections which are equity instrument, debt instrument, mutual fund and derivatives. Titles of ?Category A