return any gains from the wrongdoings.* Mr. Thanawat came in to acknowledge the civil sanctions, but did not consent to comply with the punishment terms within the specified time. The SEC has
suspending {A}, an employee of Kiatnakin Securities Co., Ltd. and {B}, an employee of Phara Securities Plc. and also revealing {C}'s inappropriate behavior. The SEC found from its routine inspection that {A
Bangkok, July 19, 2012 ? Joint effort of the SEC and the Stock Exchange of Thailand (SET) eventually succeed as exemption of capital gain tax from the sale of securities in the capital markets
month.?The SEC, BSA and technology experts from the private sector will jointly organize the seminar for directors, executives and employees of listed companies to create awareness of the ever-increasing
the issuer to support sufficient distribution to retail investors.The proposed amendments have taken into account stakeholders? opinions received from the hearing on the guiding principles conducted in
? pre-determined investment scope.The proposed rules have taken into consideration the public?s and stakeholders? comments and suggestions collected from the hearing on the guiding principles in last
the referral from the Stock Exchange of Thailand, the SEC's probe found that during November 9-22, 2012, {A} purchased 1,786,100 {X1} Company shares based on the company positive non-public information
during the same period to provide investors with proper information for investment decision making. RICHY P/E ratio disclosed in the registration statement was calculated from net profits in the last four
Bangkok, February 5, 2014 - The SEC suspended {A}, a capital market investment consultant for trading securities on behalf of client while working for Kasikorn Securities Plc.Following a report from
greater use of trust for transactions in capital market.?????????? Vorapol Socatiyanurak, SEC Secretary-General revealed that the SEC Board approved to allow PE set up as trust, apart from being structured