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investment account. In this regard, investors are usually requested to give the same information repeatedly when open a new account with different intermediaries. Such redundancy causes inconvenience and a
นำส่งภาพถ่ายประกาศและซักซ้อมความเข้าใจเกี่ยวกับการจัดทำและจัดส่งรายงานข้อมูลผู้ถือหน่วยลงทุนของกองทุนรวมของผู้ประกอบธุรกิจที่ให้บริการซื้อขายหน่วยลงทุนแบบไม่เปิดเผยชื่อลูกค้า (omnibus account)
Bangkok, September 9, 2014 - The SEC suspended {A}, a securities investment consultant of Country Group Securities PLC., for trading on a securities trading account of the client without client's
Bangkok, May 25, 2015 - The SEC revoked an approval of {A}, a capital market investment consultant, for trading securities on behalf of client, making trading decision for securities in the account
his dividend payment unless his securities were transferred to another person?s account. She then transferred the client?s five stocks worth 5 million baht at the time into her own account and three
/profile.php?id=100083066757504, https://www.facebook.com/ads/library/?id=1039928527946182 Line : N/A Address : N/A TikTok account "share.based.okj" impersonates "Pluk Phak Praw Rak Mae Plc." Unlicensed
. Regarding the share transfer case, Auracha, then an invesment consultant at AEC, was found transfering shares in the client's trading account into her mother's account for her own benefits. Such share
trading account into her mother?s account for her own benefits. Such share transfer was prearranged, starting from Auracha?s opening a trading account for her mother without declaring their relationship to
non-Thai nationals and omnibus account in other ASEAN countries to non-Thai nationals and omnibus account. Besides, measures against any person or group of persons wrongfully using Thai ASEAN CIS for