KTB Securities? investigation report. From the SEC probe, it was found that the complainant was lured into transferring money into a bank account at KTB Securities for payment of securities trading and

์ (Electronic Information Submission Management System) https://web-ef.sec.or.th https://web-ef.sec.or.th/ ระบบแจง้แตง่ต ัง้ฯ : แบบฟอรม์ทีเ่ก ีย่วขอ้ง แบบแจง้แตง่ต ัง้/เพกิถอน ผูบ้รหิารบัญชผีูใ้ชง้าน (account

applied in the calculation as the transaction value, the total transaction value shall be equivalent to 185.54 percent calculated based on the Net Tangible Asset Basis which is the basis that results in the

applied in the calculation as the transaction value, the total transaction value shall be equivalent to 185.54 percent calculated based on the Net Tangible Asset Basis which is the basis that results in the

applied in the calculation as the transaction value, the total transaction value shall be equivalent to 185.54 percent calculated based on the Net Tangible Asset Basis which is the basis that results in the

Bangkok, 9 February 2018 ? The SEC has revoked the approval for a securities investment consultant by the name of Mr. Sakkarin Uttakrit for 10 years on account of committing undue acts toward clients

concern to and to protect the best interests of clients should be encouraged, taking into account the following principles: (1) Duty of Loyalty (1) The management company should manage the investment in the

concern to and to protect the best interests of clients should be encouraged, taking into account the following principles: (1) Duty of Loyalty (1) The management company should manage the investment in the

อยู่ในที่ทำการของผู้ประกอบธุรกิจ รวมถึงกรณีลูกค้าส่ง คำส่ังผ่านพนักงาน IC ให้ผู้ประกอบธุรกิจจัดเก็บ private IP address ตาม ค ู ่ A-A’ และ full URL ให ้ครบถ ้วน (ยกเว ้นกรณี non web-based application ไม่

Based on a referral and the SEC’s further investigation, it was found that on 15 October 2021 OKX provided services for a digital asset trading system, facilitating the trading and exchange of