approval from the board of directors of the intermediary or a committee assigned by such board of directors. Clause 5 An intermediary shall establish at least the following operating systems to support its
been granted prior approval by the authorized Committee or management concerned; (c) number of persons and information of the personnel who are responsible for risk management arising from derivatives
been granted prior approval by the authorized Committee or management concerned; (Translation) (c) number of persons and information of the personnel who are responsible for risk management arising from
met, or an approval is granted by the mutual fund supervisor or a consent from the client or the provident fund committee, as the case may be, is received for the case specified in Clause 16 or Clause
, the conditions specified in Clause 15 are met, or an approval is granted by the mutual fund supervisor or a consent from the client or the provident fund committee, as the case may be, is received for
institutions specified at 1.50 - 2.00 percent per year. (7) Opinion of Audit Committee and/or directors of the Company different from Board of Directors and Audit Committee’s Opinion None
Committee which is different from the opinion of the Board of Directors in No. 9 - None - Remark: *exchange rate is THB33 : $1
approve the ratification of the aforementioned financial support to benefit the Company’s ease of doing business in the future. Opinion of the Audit Committee which is different from the Board of Directors
-Hsiung, Mr. Hsu, Sheng-Chieh and Mr. Shen, Shyh-Yong, The directors who have conflict of interest did not join and vote for this agenda. Opinion of the Board of director and Audit Committee The connected