(4) shall demonstrate to the Office that: (1)3 being a derivatives business operator in the category of derivatives dealer in accordance with the law of its home country; (2)4 undertaking derivatives
jurisdiction; (2) “units of foreign ETF” means shares of investment company or unit trust issued under foreign ETF; (3) “home exchange” means exchange in foreign jurisdiction where units of the foreign ETF are
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August 12, 2019 Subject: Management Discussion and Analysis For the three-month period ended June 30, 2019 To: The President, The Stock Exchange of Thailand Home Pottery Public Company Limited (“The
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with the Home Regulator does not contain the information specified in the registration statement listed above and other disclosure requirements stipulated by the SEC Thailand. Part III Certification of
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approved by, registered, or filed with the Home Regulator does not contain the information specified in the registration statement listed above and other disclosure requirements stipulated by the SEC
Registration Statement for an offer for sale of units of foreign collective investment scheme Part I Name of foreign collective investment scheme (CIS): Home jurisdiction: Name of home regulator: Type of