Bangkok, 9 February 2018 ? The SEC has revoked the approval for a securities investment consultant by the name of Mr. Sakkarin Uttakrit for 10 years on account of committing undue acts toward clients

compliance with the terms of that contract to provide any early indication of any deterioration in the issuer’s financial condition. III. RISK FACTORS 1. The registration statement shall prominently disclose

account name “OKX TH”, Twitter (now X) under the name: “OKX Thai Community”, and Line OpenChat under the name: “Thai Community”.    The OKX activities are liable to be an operation of digital asset

payable, if other than the issuer. If any of the securities are to be offered for the account of a selling shareholder, indicate the portion of such expenses to be borne by such shareholder. Indicate the

International Inc. and Global Legend Series Ltd. Services Ltd. – even though there had been an indication that the value of the investment fund would depreciate. Therefore, the SEC instructed EIC to submit the

that during 4 January 2013 - 15 October 2014 {A}, then working for Thanachart Securities Public Company Limited, used the trading account of a client who was his mother to trade securities for himself

2007 to August 2010, she had traded securities through the client's account as she realized that the client did not check his trading records. In case of losses or making payment for purchase, she will

investor contact of Asia Plus Securities Plc., is suspended for six months after findings indicated that he had traded securities in a client's account for another person for more than a year by taking

to buy securities for her friend, who was in the process of opening a securities trading account, through assistance of one of her clients. After the trading account was opened, her friend asked for

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