from an investor who is not a client of RHB and the SEC’s further investigation into the case, it was found that during June 2020 – May 2022, Phisit had solicited investors to open securities trading
growth and could eventually generate an insufficient sum for post-retirement living.In addition, studies show that more than 50 percent of the PVD members has received less than 1 million baht upon
Exchange of Thailand (SET) and the SEC?s further investigation, it was found that on 20 January 2014 Rapi, then managing director and major shareholder of RASA, reported to the SET that the company neither
Chantanayingyong, SEC Deputy Secretary-General revealed that ?The SEC introduces REITs to facilitate development of fund raising for real estate and real estate investment to be in line with international practice
Group Plc. ("MGR") of the following offences:1) Jointly falsifyng the copies of MGR?s board meeting minutes to deceive that the board approved MGR to enter into loan guarantee agreement for a 1 ,078
misconduct, an inspection report from the bank and the SEC's further investigation have revealed that she solicited an elderly customer to invest in a mutual fund unsuitable for the customer's profile
material and likely to affect the client's benefits.Following the complaint lodged by client and examination report of Bangkok Bank Plc., the SEC further probed into the case and found that the client
investment in L.V.C. Development Co., Ltd. that there might be falsification of documents on the purchase of L.V.C. Development?s shares during 2005 to syphon benefits out of POWER-P. After the SEC?s probe
assessments which show that publicly listed Thai firms have efficiently met the ASEAN standards in the area of CG implementation and maintained the leading position in the region for the past three consecutive
securities business without license.The SEC received complaints from several foreign residents that they had been solicited to use services and advice of the offenders to make investments and later suffered