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An investment consultant sanctioned for trading securities and derivatives on behalf of a client and concealing material information

Bangkok, April 11, 2013 - The SEC found that {A}, a former capital market investment consultant of Globex Securities Co. Ltd., obtained authorization to make decisions on behalf of her client and

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4943

ASEAN audit regulators and audit firms discuss initiatives to raise audit quality and market transparency in the region

Bangkok, June 16, 2015 ? ASEAN audit regulators and audit firms in the ASEAN region have just concluded a meeting that discussed initiatives to raise audit quality and market transparency in the

https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=5975

Public hearing on draft regulation on prevention and management of conflicts of interest and investment of business operators

Bangkok, October 29, 2014 ? The SEC is seeking public comment on draft regulations on prevention and management of conflicts of interest and proprietary trading applicable to business operators. The

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5655

SEC and CCIB raid and arrest suspects for Worldcoin exchange services liable to operating digital asset business without license

On 24 October 2025, the SEC and the CCIB jointly conducted a raid on WLD exchange services at the iris scanning location, identifying an exchange service provider potentially constituted to be

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12162

SEC Thailand’s Public Hearing on Regulatory and Supervision of Digital Asset Advisory Service and Digital Asset Fund Manager

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=579

SEC Thailand’s Public Hearing on a revision to rules and regulations of Digital Asset Businesses and ICO portals

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=597

SEC public hearing on proposed principles and draft regulations on notification of VC and PE Trust to promote startup funding

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=827

SEC Thailand Opens Public Hearing on Draft Regulations and Guidelines concerning Material Transactions (MT) and Related Party Transactions (RPT)

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=1097

Result of IPO Sale Reports - AMARC : ASIA MEDICAL AND AGRICULTURAL LABORATORY AND RESEARCH CENTER PUBLIC COMPANY LIMITED

Type of securities : Common share | Effective Date : 03/10/2022 | Close Selling Date : 07/10/2022

http://capital.sec.or.th/webapp/corp_fin2/cgi-bin/r81_1.php?lang=e&ref_id=74&content_id=1

Investor Alert : Website "PrimeBigLot" and Line "Macquarie Prime" and "นัตตี้ ปุญพิชชา" impersonate "MACQUARIE Securities (Thailand) Co., Ltd."

Website "PrimeBigLot" and Line "Macquarie Prime" and "นัตตี้ ปุญพิชชา" impersonate "MACQUARIE Securities (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 06

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0595&CaseYY=2568