account (ยืน่ hard copy) 2. กจิการใช ้company account แจง้แตง่ตัง้ผูเ้กีย่วขอ้งในการน าสง่ขอ้มลูอเิล็กทรอนกิส์ (ผา่นระบบแจง้แตง่ตัง้ฯ) ระบบแจง้แตง่ต ัง้ผูเ้ก ีย่วขอ้งในการน าสง่ขอ้มลูอเิล็กทรอนกิส
การรายงานข้อมูลผู้ถือหน่วยลงทุนของกองทุนรวมของผู้ประกอบธุรกิจที่ให้บริการซื้อขายหน่วยลงทุนแบบไม่เปิดเผยชื่อลูกค้า (omnibus account)
KTB Securities? investigation report. From the SEC probe, it was found that the complainant was lured into transferring money into a bank account at KTB Securities for payment of securities trading and
Bangkok, 9 February 2018 ? The SEC has revoked the approval for a securities investment consultant by the name of Mr. Sakkarin Uttakrit for 10 years on account of committing undue acts toward clients
account name “OKX TH”, Twitter (now X) under the name: “OKX Thai Community”, and Line OpenChat under the name: “Thai Community”. The OKX activities are liable to be an operation of digital asset
that during 4 January 2013 - 15 October 2014 {A}, then working for Thanachart Securities Public Company Limited, used the trading account of a client who was his mother to trade securities for himself
2007 to August 2010, she had traded securities through the client's account as she realized that the client did not check his trading records. In case of losses or making payment for purchase, she will
investor contact of Asia Plus Securities Plc., is suspended for six months after findings indicated that he had traded securities in a client's account for another person for more than a year by taking
to buy securities for her friend, who was in the process of opening a securities trading account, through assistance of one of her clients. After the trading account was opened, her friend asked for