for the client in acquiring KARAT?s shares from its major shareholder and launching a tender offer to delist KARAT from the Stock Exchange of Thailand (SET), before the information was disclosed to the

in the capital market. Under the draft regulation, business operators in the capital market will be required to set up independent compliance unit with sufficient personnel while head of compliance

the amended financial statements and the results of the special audit via the SET Electronic Information System within the extended deadline.   

must also disclose the amended financial statements and the results of the special audit via the SET Electronic Information System within the extended deadline.  

special audit report and disclose the information promptly through the SET Electronic Information System because the audit issues could affect the accuracy of the financial statements and could widely

underwriting limited to investment units (LBDU) and derivatives brokerage by requiring the business operator set up a compliance unit with clear duty and responsibility in writing and having adequate number of

(SET), revealed that Sinsathien, then managing director and president of PRO, had access to material nonpublic information about a joint venture between PRO and Enviro-Hub Holding Limited (E-Hub) while

has been set up clearly with proper check and balance mechanism. Even SEC Secretary-General is unable to intervene the procedure, said SEC Secretary-General Thirachai Phuvanatnaranubala.

Plc. (TWZ). Following the Stock Exchange of Thailand (SET)?s report on irregular trading of TWZ shares, the SEC probed into the case and found that such irregular trading (1) from September 28 to

Bangkok, April 21, 2014 ? The SEC jointly with the National Science and Technology Development Agency (NSTDA), the Stock Exchange of Thailand (SET), the Thai Business Incubators and Science Parks