Market Supervisory Board   85/2552    03/08/2009 01/09/2009     4. Notification of Capital Market Supervisory Board   57/2552    03/08/2009 01/09/2009 5. Notification of the Office of the Securities and

. Notification of Capital Market Supervisory Board   76/2552 (Synopsis)   03/08/2009 7. Notification of the Office of the Securities and Exchange Commission   5/2540    25/02/1997   Report/Form (Notification of

. 20/2547 Rules for Derivatives Fund Management   16/04/2004 01/05/2004 2. Notification of the Office of the Securities and Exchange Commission   12/2549    31/03/2006 01/05/2006 3. Report/Form

8. Notification of the Office of the Securities and Exchange Commission  SorThor. 2/2555 Special Holidays of Securities Companies and Derivatives Business Operators   19/01/2012 9. Report/Form

Office of the Securities and Exchange Commission  OrThor/Nor. 3/2542 Re: Code of Ethics for the Executives of the Securities Company   17/02/1999 6. Circular   2/2550    22/01/2007 7. Circular   4/2548

Office of the Securities and Exchange Commission   37/2548    13/12/2005 01/01/2006    Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak Bangkok

03/08/2009 01/09/2009 12. Notification of the Office of the Securities and Exchange Commission   10/2543    08/06/2000 22/06/2000 13. Circular   7/2548    24/02/2005 24/02/2005    Contact The

Conditions and Procedures for Brokerage of Securities which are Debt Instruments   113 03/08/2009 01/09/2009 8. Notification of the Office of the Securities and Exchange Commission   10/2543    08/06/2000 22

Securities   28/03/2008 16/04/2008 7. Notification of the Office of the Securities and Exchange Commission   52/2552    21/10/2009 01/11/2009 8. Circular   20/2556    29/03/2013 9. Circular   33/2553    22/12

/2551 Amount of Damages Arising from Derivatives Transaction for Settlement by Arbitration   02/04/2008 16/04/2008 2. Notification of the Office of the Securities and Exchange Commission   25/2544    28