Homtuanlom, for operating derivatives business (gold future agent) without license and defrauding the public, causing a damage of 13 million baht. From the SEC?s investigation, these companies do not have
suggests that WAVE shareholders not approve share acquisition of capital increase at the stake of over 25 percent but not exceeding 35 percent, as WAVE?s working capital will be insufficient for operating
Malaysia, the Monetary Authority of Singapore and the Securities and Exchange Commission, Thailand in October 2013.This Framework allows fund managers operating in a member jurisdiction to offer CIS
, he obtained information on negative operating results, causing the company to have 37.65 million baht of net loss in Q1/2010 or 179.95 percent decrease when comparing to 47.09 million baht of net
Bangkok, March 2, 2016 ? The SEC has filed two criminal complaints with the Economic Crime Suppression Division of the Royal Thai Police (ECD Police) against 11 offenders on account of operating
. Network Co., Ltd., and (4) Pat Thamma, director of P.T. Research Co., Ltd., on account of operating derivatives business without license. The SEC received complaints indicating that the aforesaid five firms
Bangkok, December 22, 2014 ? The SEC filed a criminal complaint with the Economic Crime Division of the Royal Thai Police (ECD Police) against Yuttana Lipirodkul for operating unlicensed securities
of the initiatives undertaken by the ACMF as part of the regional capital market integration plan endorsed by the ASEAN Finance Ministers in 2009.? The Framework enables fund managers operating in a
financial institutions established under Thai law or foreign financial institutions** operating in a manner equivalent to commercial banks under Thai law, or margin loans for securities trading).(2) In