lodged by client and examination report of RHB OSK Securities, the SEC further probed into the case and found that {A} traded securities on behalf of a client of {B}. {B} was a {A}'s subordinate and took
Bangkok, May 25, 2015 ? The SEC suspended {A}, {B} and {C}, the investment consultants of Finansia Syrus Securities Public Company Limited. Following the examination report of Finansia Syrus
relating to derivatives contract, derivatives operation, supervision of derivatives operation, or research relating to derivatives contract, regardless of the fact that such function provides services for
, derivatives operation, supervision of derivatives operation, or research relating to derivatives contract, regardless of the fact that such function provides services for other persons or for the benefit of the
responsible for services relating to derivatives contract, derivatives operation, supervision of derivatives operation, or research relating to derivatives contract, regardless of the fact that such function
13/02/2020 5.8926 0.9036 4.989 246002552002-1 HUMAN CAPITAL RESEARCH AND MANAGEMENT COMPANY Disposition Stock 5.892 5.892 0 09/12/2019 5.892 5.892 0 246001961912-1 HUMAN BTS GROUP HOLDINGS PUBLIC
Markets” โดยมีนางสาวรื่นวดี สุวรรณมงคล เลขาธิการ ก.ล.ต. กล่าวเปิดงานสัมมนา และได้รับเกียรติจากวิทยากรผู้เชี่ยวชาญจากต่างประเทศ ได้แก่ Mr. Donghyun Park, Principal Economist, Economic Research and Regional
material ESG factors into equity analysis of listed companies and incorporate them into their research reports. The intermediaries have an important role in sustainability-related information chain as they
companies in the research. Meanwhile, securities and asset management companies are also urged to become a role model for anti-corruption practices as the Indicator of each business operators will be