characteristics specified under Section 24 and in the Notification of the Capital Market Supervisory Board regarding Rules on Capital Market Business Personnel: (a) work related to management, establishment
(“MRF-eligible master fund”), respectively. In this regard, an MRF-eligible master fund is deemed to have complied with the rules specified by each regulator2. In order for business operators to be able
Printable Format - กฎหมาย ประกาศ หนังสือเวียน วิธีปฏิบัติ Business Operation Rules >> เงินกองทุนสภาพคล่องสุทธิ (NCR) (มาตรา 97) ประเภท เรื่อง มาตรา ดูเอกสาร วันที่ลงนาม วันที่มีผลใช้บังคับ 1
imposed by the State or an authorized agency in supervising derivatives trading. O yes (please specify in detail) O no 2.4 Please summarize the rules which the State or an authorized derivatives supervision
conducting derivatives business as a derivatives dealer imposed by the State or an authorized agency in supervising derivatives trading. O yes (please specify in detail) O no 2.4 Please summarize the rules
) B.E. 2551 (2008) stipulates that the prescription of the rules concerning qualifications and other prohibited characteristics of the executives of securities companies shall be the power of the Capital
2009. (Vijit Supinit) Chairman Securities and Exchange Commission Remarks: The rationale for issuing this Notification is that the Derivatives Act (No.2) B.E. 2551 (2008) stipulates that the rules