SEC office may order such person to rectify, do or refrain from doing any act for implementation in accordance with this notification. Notified this 22nd day of December 2004. - Signature - (Mr. Somkid
notification. Notified this 22nd day of December 2004. - Signature - (Mr. Somkid Jatusripitak) Minister of Finance Chairman of the Securities and Exchange Commission Remarks: The SEC Office Notification No. Kor
with the client is terminated. Such documents and information shall be stored in the manner that enables prompt access for review by the Office when requested. Notified this 1st day of March 2007
for review by the Office when requested. Notified this 1st day of March 2007. Thirachai Phuvanatnaranubala (Mr. Thirachai Phuvanatnaranubala) Secretary-General The Office of the Securities and Exchange
shall be stored in the manner that enables prompt access for review by the Office when requested. Notified this 1st day of March 2007. Thirachai Phuvanatnaranubala (Mr. Thirachai Phuvanatnaranubala
on this 17th Day of October 2007 (Mr. Thirachai Phuvanatnaranubala) Secretary-General Office of the Securities and Exchange Commission
. Notified on this 17th Day of October 2007 (Mr. Thirachai Phuvanatnaranubala) Secretary-General Office of the Securities and Exchange Commission
Commission No. SorKhor. 15/2548 Re: Approval for Investor Contacts and Standards of Conduct dated 21 June 2005, it shall mean a reference to this Notification. Notified this 14th Day of October 2009