complicated, and for the most part the existing laws do not cover all new ways of committing an offense in the capital market. Legal provisions applied to some cases are unclear and open to interpretation
client and {A} indicated that the client may have entrusted {A} to make decisions on securities and derivatives trading for the client whose trading orders were unclear, and that {A} had made trading
Additional Particulars in Trust Instrument for Creating Reserve Account or Sinking Fund
Repeal of Notification of the Securities and Exchange Commission Relating to Preparation of Securities Company’s Account
แบบแจ้งการยกเลิกบัญชีผู้ใช้งานนิติบุคคลหรือคณะบุคคล (company account)
คำขอลงทะเบียน/เปลี่ยนแปลงข้อมูล/เพิกถอนผู้บริหารบัญชีผู้ใช้งาน (account administrator)
แบบแจ้งการยกเลิกบัญชีผู้ใช้งานระบบของ ก.ล.ต. (SEC account)
without warning statements or warning practices are unclear. The SEC is therefore conducting this public hearing on a proposed amendment to the relevant regulations to establish a clear standard of warning
was completed. The company?s financial statements, accordingly, contains unclear item as to reasonableness of the said transaction which may affect the benefit of securities holders and investment
price; and fluctuations of currency exchange rates, as the company has export sales the main proportional. The unclear Brexit is also one factor that affected orders from the customer in England. 1.2