).Moreover, SEC is considering allowing asset management companies to organize meetings via electronic platforms, provided that there is a proper control system to ensure IT security for online meetings

) before the company disclosed the financial statements for both quarters to the public via the SET Electronic Information Transmission System. Sarath's securities purchase took advantage of material, non

will help the participants to gain benefits and have more opportunities to present useful innovations for the country’s financial system and capital markets. SEC will also exchange knowledge and ideas

be required to perform additional duties, for example, putting in place a system to inform the clients within a specified period in the case that the loss exceeds the specified amount, etc. SEC has

efficient technology systems, a system to review and assess customers’ suitability, which is very important as digital assets contain high risks. Once applicants for licensing are well-prepared and have

of his son, Chatchala, before the company disclosed the financial statements for the said quarter to the public via the SET Electronic Information Transmission System on 9 November 2016. Pinit's act

providers must obtain approval from SEC, have a system in rendering the integrated service and provide services in accordance with the required standards;3.     The wealth advice service providers must

become effective since 15 December 2022. Pursuant to ISQM 1 and ISQM 2, audit firms are required to have a quality management system which gives more oversight responsibilities to executive auditors, while

with dignity, recommending thorough and systematic solutions to tackle debt problems, and developing a financial and debt management system in accordance with good governance principles. This is to

ในระบบอนุมัติจัดตั้งและจัดการกองทุนรวม (Online Fund Approval and Management System) เพื่อใช้เป็นแนวทางในการยื่นขออนุมัติจัดตั้งและแก้ไขโครงการจัดการกองทุนรวมให้เป็นไปตามแนวทางการเปิดเผยข้อมูลในโครงการ