incorporated in the 4th Capital Market Development Plan (2022-2027), under the “Digitalized Capital Market” strategic direction. The SEC is determined to push forward further development of DIF Web Portal to
investment consultant. However, the approval as securities investment consultant for Nattapong has already expired since 31 December 2018. SEC has therefore prohibited him from re-entering as capital market
therefore prohibited her from re-entering as capital market business personnel for a period of 10 years, effective from 15 July 2020. In addition, SEC has found that this misconduct had been partially
-employees of UOB Kay Hian Securities (Thailand) PCL (UOB Kay Hian), {C}, a capital market investment consultant and the Vice President of institutional Dealing Department of UOB Kay Hian and {D}, a capital
reference. 9 Notification of the Capital Market Supervisory Board No. Tor Thor. 1/2560 Re: Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign Currency
reference. Notification of the Capital Market Supervisory Board No. Tor Thor. 1/2560 Re: Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign Currency
เช่น มาตรฐาน ASEAN Green Bond Standards (ASEAN GBS) หรือมาตรฐาน International Capital Market Association Green Bond Principles (ICMA GBP) เป็นตน้ (ข) กรณีการเสนอขายตราสารหน้ีเพื่อพฒันาสังคม เช่น มาตรฐาน
ฝากสินทรัพย์ดิจิทัล (“custodial wallet provider”) มีความแตกต่างในลักษณะ ใดบ้าง ▪ การให้บริการ custodial wallet provider มีนิยามตามประกาศกระทรวงการคลัง เรื่อง กำหนดกิจการอ่ืนที่เกี่ยวกับสินทรัพย์ดิจิทัล
2.1 Credit Risk Management 5 2.2 Market Risk Management 5 2.3 Liquidity Risk Management 6 3. Business Directions and Operations of Core Businesses 7 3.1 Sustainable Development and Corporate Governance