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establishment of the Sustainable and Responsible Investing Fund (SRI Fund). The regulations governing such fund are expected for completion within this year. “In addition, the SEC is ready to be the center for

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8987

ASEAN Capital Markets Regulators Reiterate Strong Path towards Sustainable Capital Markets and Reaffirm Direction to Promote Sustainability, Connectivity and Resilience in the Regional Capital Markets

consultation and sharing on the Principles demonstrate the ACMF’s commitment to advance the sustainability agenda in the regional capital markets. In addition, the ACMF also noted that in less than two years

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7715

SEC proposes actions to drive UN Guiding Principles Framework on Business and Human Rights at the UN in Geneva

companies for which SEC will collaborate with the Global Compact Network Thailand, (3) exchanging experiences between ASEAN SECs, and (4) putting the guiding principles framework into practice. In addition

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8281

SEC organizes first caravan to Khon Kaen to provide education about the capital market to encourage SMEs to raise funds

potential to support businesses to access the capital market. In addition, we will cooperate locally with Khon Kaen and authorities in the economic sector in Khon Kaen, consisting of the Khon Kaen Chamber

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8358

SEC, SET, IAA join hands to develop 100 quality stock research papers for 3 yrs

analysis reports in the second year and third year. In addition, there will be a quarterly update on each published securities and will be available on various media channels of SET, the SEC, IAA, research

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8243

SEC proposes to specify “digital asset custodial wallet provider” as a new digital asset business and to introduce measures to prevent misuse of digital assets as a tool to commit crime

with a total value of 15 million baht or more* has to store clients’ digital assets with foreign digital asset custodians not subject to Thai law and supervision of the Thai regulator. In addition

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8771

OSMEP signs MOU with SEC and SET to promote the growth of SMEs and Startups through Thai capital market, driving Thai economy to grow in the next generation

regarding equity and convertible debenture offering, with a view to provide SMEs and Startups more choices when decide to raise funds in the capital market. In addition, SEC is currently in the process of

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8739

SEC files a criminal complaint against GL executive for committing fraud through concealed transactions to exaggerate operating results

misconduct above is deemed an execution of concealed transactions, asset misappropriation, permission of false accounting transactions and preparation of incorrect accounting records. In addition, he informed

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6814

SEC revokes approval for a securities investment consultant for 10 years

money into the second client's bank account. In addition, Sakkarin used the trading account of the second client to trade securities for himself with the trading volume exceeding 40 million baht; (3

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6950

Thai listed companies still hold leadership in accordance with ASEAN standards after adjusting the criteria in line with international CG trends

, Chairman, Thai Institute of Directors.In addition, awards were given to the top 50 listed companies with the highest ASEAN CG Scorecard scores. All of which have passed the validation process by KPMG, an

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8279