Following a public hearing on the proposal to amend the capital adequacy requirements for business operators to ensure that they have sufficient capital to address business risk and maintain

support for the use of investment tokens as a fundraising tool and the stricter supervision to ensure that digital asset business operators adhere to operating standards and appropriate investor protection

disclosures that involve risks and opportunities concerning climate change, enabling them to analyze securities, give investment advice, and make investment decisions efficiently. This is also a major step

from investment scams, especially those that occur through online platforms. As an IOSCO member, the SEC is committed to fully supporting the implementation of IOSCO's initiative, and believes that it

techniques for assessing and selecting quality auditors, guidance on communication with the auditors, as well as existing mechanism and tools that can promote effectiveness of audit committees’ duties, with

Initiative for Thailand that set the direction for driving sustainable finance across the financial sector. The Board, co-led by the BOT and the SEC, consists of relevant parties from the public and private

, provided that the asset appraisal report reflects significant factors and is not more than one year old.(5)   Permitting the delivery of documents relating to seeking a unitholders’ resolution in an

SEC Secretary-General Ruenvadee Suwanmongkol said “this is the first time in Thailand that a comparative study between Thai laws on the supervision of auditors and audit firms in Thai capital

Following the complaints of two clients and SEC’s further investigation, it was found that {A} had made trading decisions without investors’ orders, while {B} and {C} had accepted trading orders

In a case that at the minimum 80% of targeted fundraising amount in crowdfunding project are subscribed, this is regarded as successful debenture crowdfunding. This regulatory revision aims to