received the proceeds from the sale of bonds and capital-increase funds, there were fund transfers from STARK and its subsidiaries to other companies or persons involved in the falsification of financial

The SEC had reviewed the criteria related to report on securities (i.e., shares and convertible securities) or derivatives holding of listed companies’ directors, executives, and auditors** and

asset management companies in charge, and to update their fund books (if any) regularly to prevent possible damage from frauds. ______________________  * Clause 23

case, investors should check the records of transaction confirmation regularly to make sure that they are properly issued by the securities companies in charge. In case of suspicious incidents

The SEC will issue further regulations to revise the report submission of securities companies, derivatives intermediaries and trustees. In this regard, all reporting data will be reviewed

under the guiding principles framework continuously with listed companies. In the first phase, the emphasis was on creating awareness and promoting knowledge and understanding of the guiding principles

to connect with foreign countries in both regional and global aspects. In addition, SEC invites two companies, one SMEs and one Startups, each nominated by The Federation of Thai SME and Thai Venture

facilitate greater access to finance and business opportunity for Thai FinTech industry; and sustainable finance such as promoting green bonds and climate risk disclosure for listed companies. Initially

, who had commanded or acted in such a way that resulted in the aforesaid violation by their respective companies, were subject to the penalties under Section 300 of the SEA.Three of all offenders, namely

. Besides, investors were prone to searching for yields while securities companies and commercial banks acting as an intermediary for offering of such debt securities provided insufficient information for