and the volume of MORE stocks to be inconsistent with the normal market condition. SEC Act S.244/3(1)(2) in conjunction with 244/5 244/6 and Section 83 of the Penal Code Criminal Complaint Filed

of First Instance consideration SEC Act (before the fifth amendment) Section 243 in conjunction with Section 83 of the Penal Code Civil Action Dated 28/11/2024

under an appeal period SEC Act (the fifth amendment) Section 244/3 in conjunction with Section 83 of the Penal Code Civil Action Dated 28/11/2024

trading. The aforesaid actions of Shine were in contravention of Sections 243(1), (2) and 244 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) in conjunction with Section 83 of the Penal Code

ลงทุนสถาบัน (Investment Governance Code for Institutional Investors)      หลักการและเหตุผล กำหนดหลักปฏิบัติในการบริหารจัดการลงทุนของผู้ลงทุนสถาบันของไทยอย่างมีธรรมาภิบาลตามแนวทางสากล เพื่อสร้างความน่า

a single offense that violates multiple legal provisions. Pursuant to Section 90 of the Criminal Code, the penalty shall be imposed under the provision prescribing the heaviest punishment, namely, the

Company Limited Factsheet Information as of XX XX XXXX ABCD Mutual Fund Unit Class SRI Fund Class code Type of mutual fund / Peer group of mutual funds Risk Level Low 1 2 3 4 5 6 7 8 High Risk Profile

were induced to transfer their money to the company's account while the company also obtained benefits from trading fees which are deemed undertaking derivatives business without license in contravention

representative in Thailand Information as of XX XX XXXX Name of the ARFP Fund Unit Class SRI Fund Class code Type of mutual fund Risk Level Low 1 2 3 4 5 6 7 8 High Risk Profile Explanation Investment policy and

Fund Unit Class SRI Fund Class code Type of mutual fund Risk Level Low 1 2 3 4 5 6 7 8 High Risk Profile Explanation Investment policy and strategy Calendar year performance and benchmarks over the past