company to take any action or omit any action as the SEC Office deems appropriate within a specified period: (1) the management of a mutual fund has the characteristic or form in accordance with the rules
. Clause 25. The derivatives broker shall put in place a reliable system to verify that the person who sends orders to the derivatives broker to take any action regarding the assets in the client’s account
person who sends orders to the derivatives broker to take any action regarding the assets in the client’s account is the rightful account owner or a person who has been authorized by the rightful account
that they comply with the legal duties and responsibilities. 13 (3) implementing a supervision to conform the content and authorization of the transactions between the company and the trust manager or
Information on Cross-border Offers of ASEAN Collective Investment Schemes to Non-retail Investors หรือ Memorandum of Understanding on Streamlined Authorization Framework for Cross-border Public Offers of ASEAN
the subject of a legal action that is pending consideration of the Supreme Court (Cargill already won the legal action at the trial court). If the Company loses such legal action, its assets may be