capacities of an investment consultant and private fund manager without obtaining the necessary license. In this context, he sought public engagement regarding the value of securities and the suitability of

On 7 December 2023, the SEC Board Meeting No. 17/2566 passed a resolution approving, in principle, the proposed regulations related to ICO Governance. The SEC is therefore conducting this public

the SEC’s examination, is considered an offense of making false entries or omitting material statements in the accounts or documents of, or related to, a juristic person. This constitutes a violation

an open-ended mutual fund that must focus the majority of its investments in sustainable assets issued by public sector entities or businesses established under Thai law. The SEC supports this

stakeholders.   The SEC is therefore conducting this public hearing on the proposed amendments to the management and storage of data related to the undertaking of digital asset businesses related to

and startups to raise fund through crowdfunding and private placement. This approach also aims to promote SMEs and startups to strengthen their adaptability and participate in business development in

because they were major shareholders. However, upon investigation, evidence was found indicating that this statement was inconsistent with the facts, as Mr. Boon Vanasin and persons in the Vanasin group had

from those of other assets, and that (2) there have been reports about a number of foreign DA operators experiencing liquidity problems and asset-keeping risks in this regard. The SEC, in the past

During January – March this year, the SEC conducted a public hearing on proposed amendments to the PVD Act to support the development of fund structure, enhance the member protection mechanism

caution when allowing unlicensed business operators to set up exhibition booths, as this may inadvertently facilitate illegal activities.   The SEC has been monitoring and observing events or exhibitions