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Criminal Complaint Filed with an Inquiry Official Dated 05/09/2018

Saxo Capital Market Pte.,Ltd. Saxo Capital Market Pte.,Ltd. (Saxo) colluded with other alleged offenders in operating securities and derivatives businesses with an intent to solicit any attendee

http://market.sec.or.th/public/idisc/en/Enforce

comppf_new.php?ino=32&ref_id=203

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Registered Derivatives Broker

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https://capital.sec.or.th/webapp/en/infocenter/intermed/allow/comppf_new.php?ino=11&ref_id=146

Licensed Derivatives Broker

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https://capital.sec.or.th/webapp/en/infocenter/intermed/allow/comppf_new.php?ino=12&ref_id=352

Licensed Derivatives Dealer

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https://capital.sec.or.th/webapp/en/infocenter/intermed/allow/comppf_new.php?ino=22&ref_id=387

Search The Securities and Exchange Commission, Thailand About Us Our Roles Our Structure SEC Board Capital Market Supervisory Board SEC Executives Organization Chart

https://capital.sec.or.th/webapp/nrs/nrs_search_en.php?chk_frm=1&ref_id=302&cat_id=1190&topic_desc=

Search The Securities and Exchange Commission, Thailand About Us Our Roles Our Structure SEC Board Capital Market Supervisory Board SEC Executives Organization Chart

https://capital.sec.or.th/webapp/nrs/nrs_search_en.php?chk_frm=1&ref_id=330&cat_id=456&topic_desc=De...

Securities Investment Advisors

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Derivatives Advisors

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Securities Borrowing & Lending

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