the securities company has submitted the contents of an advertisement to the Office, and the Office does not make an objection within five business days from the date when it received such advertisement
where the application for establishment and management of the mutual fund has not been approved by the Office, the company shall state in the advertisement that the mutual fund is under the Office’s
not been approved by the Office, the company shall state in the advertisement that the mutual fund is under the Office’s consideration for approval of establishment and management. Clause 4. The
obtain prior approval in accordance with Clause 19. In cases where the securities company has submitted the contents of an advertisement to the Office, and the Office does not make an objection within five
the approval to offer for sale of such securities, the SEC Office is empowered to: (1) order the approved person, a director or an executive to clarify or disclose additional information within a
(Philippines) INC. (“AEON Systems”) Within August 2019 (After the Board of Director of AEON Thana Sinsap (Thailand) PLC approval) 1.2 Business Administration and Support Company Date of agreement AEON Financial
the director, executives, the major shareholders or the authorized person of the Company at the price of not exceeding Baht 100,000,000. Details are as followed 1) Transaction Date Within March 2018 2
within five business days as from the dissolution date of the mutual fund; (2) deliver to the liquidator financial statements, as of the dissolution date of the mutual fund, which are audited and given