not less than the minimum by:  (1) Maintaining the net capital (NC) with liquid assets, after deducting total liabilities and risk values, not less than the specified amount; and     (2) Maintaining the

assets, redeeming the mutual fund units without client consent in the following manner, causing damage to the client, who had completely compensated, in the amount totaling 1,027,000 baht:           1

This collaboration aims to empower businesses with knowledge and tools for safeguarding their brand assets and intellectual property (IP) rights, for example, Brand Rights Protection and Meta

withdrawal or transfer of clients’ Thai baht and digital assets without disruptions; (4) Ensure adequacy and readiness of the operational systems and personnel for the custody of clients’ assets and management

Digital Assets- Exclusive Interview” และนางสาวรื่นวดี สุวรรณมงคล เลขาธิการ ก.ล.ต. กล่าวเปิดงาน โดยมี ดร.วิทย์ สิทธิเวคิน เป็นผู้ดำเนินรายการ ซึ่งมีผู้รับชมผ่านโปรแกรม Zoom จำนวน 370 คน และรับชมการ

in advance that UOB Asset Management (Thailand) Co., Ltd. would sell the assets of UOB8TF to C S M Capital Partners Co., Ltd. The sale would cause UOB8TF to be dissolved and the money to be averaged

investors, and a talk about four aspects of knowledge about digital assets, a new subject receiving interest from the public. SEC Assistant Secretary-General Praoporn Senanarong, discussed an overview of

? assets and using a client's trading account to trade securities for his own interest.Following Apple Wealth's inspection report related to clients? complaints against Sakkarin and the SEC's further

receivership authority to ensure that the assets of Tangerine Properties would not be transferred wrongfully before completion of the investigation. In addition, the SEC has sent a letter urging Tangerine

participate in the framework by lowering qualifying criteria to US$350 million assets under management from the US$500 million;(b) shorten the time-to-market for the launch of funds, as the signatories have