the VTE shareholders should not approve such contract transaction due to the project?s uncertainty. In addition, VTE would be at the disadvantage with regard to income of the plant construction payment
/2012 slightly decreased due to the dissolution of the funds to join master pooled fund. In terms of the fund size, 83.7% of total funds are large in size with net asset value (NAV) over 100 million baht
shares and warrants (UMS-W1) by using the company?s then undisclosed information concerning its operating performance for Q4/2008, in which the company posted substantial decrease in net profit due to
total revenues came from a major counterparty. 2. In term of due diligence, failure to have the following information disclosed:(1) Debt repayment ability of a large debtor which is also the applicant?s
ลูกค้า (Know Your Customer: KYC/Customer Due Diligence: CDD) และต้องรายงานธุรกรรมต้องสงสัย เป็นต้น นอกจากนั้น ก.ล.ต. ได้ร่วมกับผู้ประกอบธุรกิจหลักทรัพย์กำหนดมาตรฐานและแนวทางปฏิบัติในการควบคุมและตรวจสอบ
และการรวบรวมและประเมินลูกค้า (KYC & customer due diligence) หลักเกณฑ์การดูแลทรัพย์สินลูกค้า และหลักเกณฑ์การจัดการข้อร้องเรียนลูกค้า(2) ปรับปรุงหลักเกณฑ์การประกอบธุรกิจศูนย์ซื้อขายสินทรัพย์ดิจิทัล ได้แก่
, liability of listed company will rise.??Investment analysts must adhere to professional standards and exercise due care when giving advice or opinion with impact on investment decision. Their opinion should
person not the owner of securities trading accounts were failure to perform duties with responsibility and due care as the capital market professional, disguising that trading decisions were not actually
should not approve the proposed transaction due to limited information and uncertainty in material information. CWT has been in a municipality?s process of proposal submission for operating the waste
derivatives on behalf of client was failure to perform duties with responsibility and due care as the capital market professional under the Notifications of Capital Market Supervisory Board concerning personnel