)? on August 21, 23, 26 and September 3, 2013. The seminars will start from 9.00 to12.00 hrs. at Professor Sangvien Indaravijaya Conference Room, 3th Floor, the Stock Exchange of Thailand building. This

Notification No. TorLorThor. 8/2557 re: Regulations for Personnel of Business Operators in the Capital Market dated June 3, 2014. The SEC, therefore, suspended {A} from his duty as the approved capital market

intermediaries.? The amendment proposal aims to strengthen IT security protection for intermediaries to cope with potential new types of risk arising from the use of new technologies such as mobile devices and

information and forward-looking statements were different from the information disclosed in the registration statement, the SEC today has received Mr. Sompoch?s confirmation that the information disclosed in

Management Co., Ltd., and Surasak Sakrittiron. Following the report from Tisco Asset Management Co., Ltd., the SEC probed into the case and found that Thanjira submitted the documents of buying/selling orders

to take trading orders from a person who was not the account's owners and did not supervise subordinates to comply with regulations. The SEC, therefore, suspended {C} from his investor contact status

Bangkok, November 29, 2013 - The SEC imposed a one-month suspension of approval on {A}, a securities investment consultant of Phatra Securities Plc., effective from November 29, 2013.This follows a

–denominated bonds in Thailand by foreign entities (FX Bonds), and securitized bonds with foreign risk*, are required to obtain an issue rating of not lower than investment grade from an international credit

's system. 06/06/2018 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a compensation of the benefit received from

Mr. Pinit Vongmasa From 27 October 2016 to 9 November 2016, Mr. Pinit Vongmasa, an independent director of Padaeng Industry Public Company Limited ("PDI"), utilized an inside information