”) responsible for the operation of VTE shall be liable for section 300, 33(2) and section 35 of The Securities and Exchange Act of Thailand B.E. 2535 (1992). In case offer for sale newly issued securities shares
newly issued securities in the category of debentures without approval from the SEC office which is in breach of the Securities and Exchange Act B.E. 2535 resulted from the instructions or the failure to
sale of newly issued securities in the category of debentures without approval from the SEC office which is in breach of the Securities and Exchange Act B.E. 2535 resulted from the instructions or the
offering for sale of newly issued securities in the category of debentures without approval from the SEC office which is in breach of the Securities and Exchange Act B.E. 2535 resulted from the instructions
offer period.which is in violation of the Securities and Exchange Act B.E. 2535. SEC Act S.247 Settlement Committee Meeting No. 11/2022 Settlement Committee Order No. 176/2022 Dated 11/11/2022
offering for sale newly issued securities in the category of debentures without approval from the SEC Office which is in breach of the Securities and Exchange Act B.E. 2535 resulted from the instruction or
securities in the category of debentures between August 11, 2017 and August 5, 2020 without approval from the SEC Office which is in breach of the Securities and Exchange Act B.E. 2535 resulted from the
and Exchange Commission, resulted from the instruction or the failure to give instruction which is a duty required to be performed. DAB Act S.94 Settlement Committee Meeting No. 2/2024 Settlement
SIRATARN Company Limited SIRATARN Company Limited (“SIRATARN”) failed to comply with rules specified by Securities and Exchange Commission on October 21, 2021, SIRATARN acquired shares of Boutique