and Exchange Act B.E. 2535 (1992). Additionally, the company’s directors are required to carry out their duties with due care, responsibility, and integrity, including overseeing the company’s
mutual funds and private funds in due course); (3) To prohibit securities companies and derivatives business operators from obtaining digital asset business licenses to offer cryptocurrency and utility
loss due to price volatility, cybersecurity risk, risk on personal data leakage, and exploitation as a money laundering tool. The SEC Board has therefore considered exercising authority within the scope
inconsistent due to different criteria for different types of securities offering, to be in line with the same definition to improve clarity and practicality. The consultation paper is available at https
the process of further investigating into the suspected frauds that may be involved in this case, the results of which will be publicly informed in due course. In the investigation into the case
that the companies inform SEC in writing of the intention to postpone the submission within 150 days as of the end of the financial year, while disclosure to PVD members is due within such period of
criminal complaint with the Economic Crime Suppression Division against {A} and {B} and the parties involved on account of being co-principals in operating derivatives business without approval. Due to
Thianthong, Vice President, Marketing, Commercial and Supply at the time of the offense, on account of failing to perform duties with responsibility, due care and loyalty as director or executive of
Due to the spread of the COVID-19 pandemic, securities companies and derivatives intermediaries have to allow their employees to perform duties from home and provide operational systems and
constant volatility and instability in various ways due in part to the global pandemic of COVID-19 and the fast-paced changes in technology. Thus, it is inevitable for auditors to adjust their methodology to