derived from the trading transactions of securities brokerage licensees who are not members of the Stock Exchange; (b) the trading value of debt securities. 1 Amended by the Notification of the Securities
Act B.E.2546 (2003). In addition,the operation constituted public frauds and a violation of Section 343 of the Penal Code. DV Act S.16 and Section 343 of the Penal Code in conjunction with Section
SEC Secretary-General Ruenvadee Suwanmongkol has signed off the Notification of the SEC Office regarding exemption of fees for filing the registration statement for offering of three types of debt
, was from an increasing brokerage fee on higher market trading volume. In the amidst of the highly fluctuated market from the outbreak of COVID-19, the average daily market trading volume (excluding
} was found colluding with other persons to trade RICH shares through 15 related persons? securities trading accounts during May 10 - July 31, 2007. The scheme had considerable impact on RICH share price
million baht. Following the Stock Exchange of Thailand (SET)'s report on the irregular trading of RS shares due to a particular group of people, the SEC probed into the case and found that during
million baht. Following the Stock Exchange of Thailand (SET)?s report on the irregular trading of RS shares due to a particular group of people, the SEC probed into the case and found that during
Phichayarom, an investment consultant of a brokerage firm, in manipulating Tapaco Public Company Limited ("TAPAC") share price by executing trading orders of such share in such a manner that
, an investment consultant of a brokerage firm, in manipulating Tapaco Public Company Limited ("TAPAC") share price by executing trading orders of such share in such a manner that stimulated