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investment consultant. However, the approval as securities investment consultant for Nattapong has already expired since 31 December 2018. SEC has therefore prohibited him from re-entering as capital market
therefore prohibited her from re-entering as capital market business personnel for a period of 10 years, effective from 15 July 2020. In addition, SEC has found that this misconduct had been partially
-employees of UOB Kay Hian Securities (Thailand) PCL (UOB Kay Hian), {C}, a capital market investment consultant and the Vice President of institutional Dealing Department of UOB Kay Hian and {D}, a capital
reference. 9 Notification of the Capital Market Supervisory Board No. Tor Thor. 1/2560 Re: Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign Currency
reference. Notification of the Capital Market Supervisory Board No. Tor Thor. 1/2560 Re: Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign Currency
enhancing regulations and supervisory measures through collaboration with the SET to elevate oversight and quality of listed companies. For example, increasing the amount of profits and equity for companies
Virtual Collaboration โดยแสดงพลังการมีส่วนร่วมของสังคมบนโลกออนไลน์สอดคล้องกับสถานการณ์โควิด-19 พร้อมกับเปิดตัวเครื่องมือที่ช่วยจับตาและตรวจสอบการใช้งบประมาณตามแผนการฟื้นฟูเศรษฐกิจและสังคมจากผลกระทบของไวรัส
at the joint press conference with the CCIB after the raid and arrest of the suspects on the same day: “This collaboration will enhance the effectiveness of law enforcement in prosecuting and
. 27 Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section