Effective Date 1. Act   Securities and Exchange Act 2535   230 12/03/1992 16/05/1992 2. Notification of the Securities and Exchange Commission   Rules and Procedures for Applying for License and Registration

e-service Online Submission See canceled document Derivatives Advisors >> Capital Adequacy Requirements   Type Title Section See Document Status Notified Date Effective Date 1. Notification of the

Effective Date 1. Act   Securities and Exchange Act 2535   230 12/03/1992 16/05/1992 2. Notification of the Securities and Exchange Commission   Rules and Procedures for Applying for License and Registration

Effective Date 1. Act   Securities and Exchange Act 2535   230 12/03/1992 16/05/1992 2. Notification of the Securities and Exchange Commission   Rules and Procedures for Applying for License and Registration

e-service Online Submission See canceled document Limited BDU >> Reporting Requirements   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market

   Securities and Exchange Act 2535   115 12/03/1992 16/05/1992 2. Act   Securities and Exchange Act 2535   117 12/03/1992 16/05/1992 3. Notification of Capital Market Supervisory Board  TorKhor. 35/2553

e-service Online Submission See canceled document IP/FG >> Reporting   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market Supervisory Board

Effective Date 1. Act   Securities and Exchange Act 2535   230 12/03/1992 16/05/1992 2. Notification of the Securities and Exchange Commission   Rules and Procedures for Applying for License and Registration

e-service Online Submission See canceled document Business Operation Rules >> Business Continuity Management (BCM)   Type Title Section See Document Status Notified Date Effective Date 1. Notification

Effective Date 1. Notification of the Office of the Securities and Exchange Commission  Sor Thor. 35/2557 Rules in Detail on Communication with and Providing Services to Clients of Securities Companies