shares from January 9, 2006 to January 25, 2007, the SEC probed into the case and found that Pattanapong had traded ASCON shares through trading accounts of five other persons in the manner that boosting
, 2011) and the SEC also notified relevant persons to observe the said court order.In any case, filing a criminal complaint commences criminal justice administration whereby any person subject to the
notified relevant persons to observe the said court order.In any case, filing a criminal complaint commences criminal justice administration whereby any person subject to the complaint is entitled to defend
(related persons ? RP) เพื่อให้มีการกระจายหุ้น IPO ให้กับผู้ลงทุนทั่วไปอย่างเพียงพอ ไม่กระจุกตัวกับกลุ่มบุคคลใดจนทำให้ควบคุมปริมาณหุ้น IPO ได้ง่ายและนำไปสู่การสร้างราคาหุ้นในช่วงที่ผ่านมา สำนักงานคณะกรรมการ
views of regulator and regulated persons. Meanwhile, better communication will allow stakeholders to learn of purposes, objectives and benefits of the regulations which must also be responsive to their
Securities International (Thailand) Plc.); and (3) {D}, then an employee of BFIT Co., Ltd. (presently OSK Securities (Thailand) Plc.). The sanctions imposed on these four persons took effect from April 20
Co., Ltd., (2) Diamond and Silverline Group Co., Ltd., (3) K.N.O. Marketing Co., Ltd., (4) M.B. Network Co., Ltd., and (5) P.T. Research Co., Ltd., along with four related persons, namely (1) Jaray
unit investment; (7) Information on probable holding of investment units in excess of the unit holding limit, indicating the number of persons or group of persons who might hold units in excess of such
provisions governing the rights and obligations of the issuer and holder of structured notes. “bondholders’ representative” means a bond holder’s representative whose name appears on the list of the persons
independent appraiser. 4. Details of Connected Persons According to the Company’s list of shareholders as at the latest closing date of the share register on September 8, 2017 and the information on the