and Section 86 of the Penal Code, and liable to the penalties under Section 296 of the SEA, i.e., up to two years? imprisonment or a fine twice the amount of the benefits received or should have

instance, fund management may be outsourced up to 20% of AUM of each asset management company and must be clearly disclose in the prospectus. In case of private fund management, consent of the client is

such as games, counseling service, survey and instruction on Mobile App ?start-to-invest?. Those who download Mobile App ?start-to-invest? and show up at the booth will also be given a souvenir. The SEC

business operators wishing to conduct only brokerage business will be allowed to do so with minimum registered paid up capital requirement of 10 million baht. Furthermore, if their businesses are in the form

-called Know Your Customer (KYC)/ Customer Due Diligence (CDD) rules and to report suspicious transactions.  Moreover, in cooperation with securities business operator, the SEC sets up standards and

encouraged to enroll the program to lift up the role of provident fund committee to meet with the international standards. The Accredited Provident Fund Committee Members Program (APC) is hosted by the

drive up prices, and submitting buy orders during the pre-opening or closing periods to manipulate opening or closing prices. The specific instances of manipulation occurred during the following periods

import demands from India during its refinery’s maintenance period to bring their production up to new 11 | Management Discussion and Analysis of Business Operation for the 3rd quarter of 2017 Bangchak

with the fact that the company pegged its retail price in April during the long holiday to support domestic commute, essentially lowering retail marketing margin 3. As of Q2/2018, the total number of BCP

Director Authorized to sign on behalf of the company Investor Relations Department Tel: 0-2531-6633, 0-2993-5080-7 ext. 403,401