Bangkok, 6 February 2024 – The Securities and Exchange Commission (SEC) has provided an update on the progress of initiatives aimed at enhancing the quality of listed companies and the duty
building for ACMF Members and stakeholders.At this Meeting, ACMF provided high-level feedback on how to support implementation of the ISSB S1 and S2 standards in the region, to ISSB’s Agenda Priorities
client assets to provide securities selling services and reduce derivatives positions for transferred clients while the client information collection and KYC is in process, provided that certain conditions
, for Agenda Items 2 to 4, the votes of all bondholders across all series will be counted jointly, provided that each bondholder group approves, under Agenda Item 1, a waiver to allow a joint
regards to the necessary information that must be provided by the social enterprises to the public for them to be able to decide to participate with the social enterprises or buy any shares thereof. For
professional duties with responsibility and care** by signing the documents knowing that no actual service was provided. SEC, therefore, orders the following administrative sanctions: (1) {D
standards are instrumental in strengthening the quality of information provided in the auditor?s report. The new auditor?s report will increase transparency and enhance the utility of the audit report
loans provided by clients, as well as, failing to discharge the duty properly as a manager in supervising and examining the staff's conduct to ensure the compliance with laws and regulations, in violation
from a person being neither account owner nor account owner's appointee. In addition, he had provided a client's trading information to another client, as well as frequently failed to keep records of his
) ระหวาง Dream Islands Development 2 Private Limited (“DID 2”) (ซึ่งเปนบริษัทยอยท่ีบริษัทฯ ถือหุนรอยละ 99.99 ของหุนท่ีจําหนายได แลวท้ังหมด) และ/หรือบริษัทยอยอ่ืนท่ีบริษัทฯ ถือหุนไมวาจะเปนทาง